Germany – Party strategies and the selection of electors for presidential elections, 1949-2017

This post is based on an article recently published in German Politics.

Indirectly elected presidents and their elections are still an underresearched subject in political science. Nevertheless, there are numerous examples of fierce competition between political parties over filling the nation’s highest office (many of these documented on this very blog) that highlight the presidency’s importance. In fact, all parties have a vested interest in determining the next president: Indirectly elected presidents often hold important reserve powers and are thus able to tip the balance of power in one’s favour. At the same time, they are effectively agents of parliament and thus less likely to interfere in the work of their principals. However, indirect presidential elections are also publicly observed events that allow parties to send signals to voters and position themselves for the next legislative elections. Therefore, we need to ask: How do political parties strategically approach the indirect election of presidents? Specifically, what value do parties place on capturing the presidency compared to signalling their voters?

The case of Germany offers a particularly interesting perspective on this question. The German president is elected by the Bundesversammlung (Federal Convention), an electoral college consisting of the members of the Bundestag and an equal number of electors nominated by Länder (state) parliaments. There are up to three rounds of (secret) voting in the Federal Convention – in the first two rounds, candidates need an absolute majority of electors to win; in the third and final round a relative majority suffices (to date all but three out of ten elections were held in a single round note that no candidate has ever been elected with less than a majority of votes). Electors are elected by state parliaments using proportional representation and must only satisfy criteria for active suffrage; thus, parties have free reign in who to nominate and their delegations can also include nominees who are not members of state legislatures (extra-parliamentarian electors – EPEs).

As can be seen in the above figure, state delegations since 1949 have always included a substantive share of extra-parliamentarian electors (EPEs). Media reporting regularly focusses primarily on the various celebrities (athletes, singers, writers, actors, and socialites) among the EPEs, but parties also nominate representatives of affiliated organisations (e.g. the Social Democratic Party always nominated the president of the German Trade Union Federation). Thus, EPEs can act as celebrity advocates for political parties and provide an opportunity to strengthen ties with other organisations or reward local campaigners. However, EPEs are not subject to the same kind of political socialisation or institutional pressures as deputies of state legislatures; information on their political preferences is also often limited, so that their voting behaviour is considerably more difficult to predict. Therefore, the share of EPEs in party delegations presents an indicator of the relative importance that parties place on capturing the presidency (fewer EPEs) versus exploiting the process for publicity and reward (more EPEs), and allows for assessing the determinants of their strategic considerations.

My main argument is that parties primarily want to see their chosen candidate elected president (or delay the election by preventing a victory in the first two rounds when their candidate has no realistic chance of winning). Exploiting the media attention of the election and strengthening ties with other groups presents a secondary goal. Both goals are in conflict with each other as the realisation of the primary goal requires high levels of voting unity, whereas the subsidiary goals can most effectively be achieved by nominating the – less predictable – EPEs as electors and risking deviations from party line. Based on these initial considerations, I formulate seven hypotheses on when parties should nominate more/fewer EPEs as part of their state delegation to the electoral college.

In my analysis, I use a new data set on 791 party delegations between 1949 and 2017 and use the share of EPEs as the dependent variable. The results confirm most of my hypotheses, yet also challenge some conventional wisdom about presidential elections in Germany. Scholars and journalists previously assumed that parties will nominate more EPEs when the outcome of the election is clear beforehand and competition is low. However, it appears that competition in the electoral college only played a minor role (if any). Rather, party strategies were influenced by the varying signalling power of the elections, i.e. the way in which the presidential election helped to position them with regard to upcoming legislative elections.

Parties were for instance more risk-averse and nominated fewer EPEs when they were part of the federal government, or when federal elections approached. Both scenarios increased the ‘seriousness’ of the election for political parties: Although research has shown no evidence for presidential coattails in Germany, governing parties should perceive themselves to be under greater pressure to display high levels of voting unity. The same applies to all parties if federal elections approach. In contrast, parties nominated more EPEs when they had a larger support base to reward (likely to include more representatives of other organisations, or because larger parties were rather able to accommodate EPEs alongside their political leaders). Interestingly, although electors are chosen at the state level, the control variables about parties’ membership in state governments and approaching state elections did not show statistically significant effects. While it appears that there is a need for a further differentiation of EPEs (e.g. some members of state governments do not or cannot hold legislative office at the same time), this overall supports my assertion that the nomination of electors is a federal strategy that is implemented at state level.

Unfortunately, there is yet little systematic and comparative research on indirect presidential elections. However, Germany is not the only country to elect their president in an extended electoral college (other cases include India and Italy) and/or includes extra-parliamentarian electors in the process (Estonia and Nepal do so, too). Furthermore, the signalling power / publicity potential of indirect presidential elections is likely to exist in other countries, too. Future research should thus analyse the role of the different compositions of electoral colleges, and assess and to what extent parties in other countries are torn between electoral success and exploiting the elections’ publicity potential.

_______________________________
This blog post is based on a recently published article:
Köker, Philipp. 2019. Risk vs Reward Strategies in Indirect Presidential Elections: Political Parties and the Selection of Presidential Electors in Germany, 1949-2017.
German Politics, [Online First; DOI: 10.1080/09644008.2019.1590549].
The data underlying this study are available via figshare DOI:
10.6084/m9.figshare.6263060.v1

This post first appeared on presidential-power.com on 19 March 2019

Historic presidencies and their legacies – Weimar Germany and the German Democratic Republic

No other date in modern Germany is as laden with significance as 9th November. While two events from the darkest chapters of German history – Hitler’s unsuccessful ‘beer hall putsch’ in 1923 and the Reichspogromnacht (often called ‘the night of broken glass’) in 1938 – took place on this date, the day is also associated with the fall of the Berlin wall in 1989 and the proclamation of the first Republic in 1918. In this blog post, I take the recent anniversary of the latter two as the occasion to look more closely at the presidencies of the Weimar Republic and the German Democratic Republic. Political scientists are largely aware of the (powerful) Weimar presidency, not least due to the fact that Maurice Duverger included it as an example of semi-presidentialism in his seminal book and article. However, the fact that the German Democratic Republic likewise had a single-person presidency for the first eleven years of its existence is relatively unknown.

Weimar Republic (1919-1934): The president as an ‘Ersatzkaiser’

The first German president Friedrich Ebert in 1925 / (c) Bundesarchiv

The presidency of the Weimar Republic was the first instance of a non-hereditary head of state in Germany. Thus, the discussions in the constitutional convention focussed among others on the French experience, although it was rather seen as a warning against concentrating too much power in the presidency than genuine inspiration, and other republics. Nevertheless, the convention eventually decided against a collegiate head of state and created a comparatively powerful single-person presidency. In hindsight, it was often seen as too strong and was therefore labelled ‘Ersatzkaiser’ – ‘substitute emperor’. Nevertheless, not all relevant powers are necessarily captured by contemporary approaches to measure presidential power. The president appointed the Reichskanzler (chancellor) and the cabinet ministers, yet these had to step down if the Reichstag (parliament) passed a vote of no-confidence. The constitution clearly gave the chancellor the right to determine the general direction in policy-making, yet presidents also claimed such a right for themselves, especially in foreign and defence policy. The president had no formal veto power (interestingly, the possibility of a particular type of pocket veto existed even then) but could put a bill to a referendum. The president could also dissolve the parliament at any time; however, at least officially this was only possible once for the same reason. Last, the president was able to force individual states to meet their obligations to the federation – even with military force. Shugart and Carey (1992) give the Weimar president an overall score of 16, largely driven by his prerogatives in government formation and dismissal and parliamentary dissolution, which is more than the current Russian presidency (14) but less than the Belarussian one (19).

Package vetoPartial vetoDecreeExcl. intro. LegislationBudgetary powersReferendaTOTALCabinet formationCabinet dismissalCensureDissolutionTOTAL
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The election of the presidency contained a number of additional notable quirks. The first president Friedrich Ebert (Social Democrats) was still elected by the constitutional convention for a seven year term; the following two contests were held by popular vote. Thereby, a candidate needed to win an absolute majority in the first round of voting or, failing that, a relative majority in the second round. The second round was however not a run-off – any candidates from the first round could run again and even new candidates could be proposed. In fact, the second president, Paul von Hindenburg, did not compete in the first round of the 1925 election but was only a nominated by the national-conservative ‘Reichsblock’ after its initial candidate was considered not to be sufficiently appealing to beat out a popular opponent. Contrary to most modern semi-presidential systems, the Reichstag also had the right to initiate a recall referendum to dispose of the president (requiring an absolute 2/3 majority of deputies). However, if the recall failed, the Reichstag was to be dissolved and the president considered elected for another seven year-term.

The presidency of the GDR

Portrait of GDR president Wilhelm Pieck on a wallhanging commemorating 10 years of the GDR / (c) LEMO

In October 1949, a little less than five months after the establishment of the (West) German Federal Republic, the German Democratic Republic was founded and enacted a new parliamentary constitution that had already been drafted a year earlier. The GDR was a real-socialist people’s republic and thus naturally not a democracy. However, looking at its institutional structure is nonetheless interesting as it diverges from other countries of the Eastern bloc. In particular, until 1960 it was organised as an archetypical parliamentary democracy and surprisingly similar to its new West German counterpart. The president was elected indirectly by the Volkskammer (people’s chamber – lower house) and the Länder Chamber (states’ chamber – upper house) for a four year-term. Only a relative majority was necessary to elect the president, yet an absolute 2/3 majority in both chambers was needed to recall the president. The president appointed members of the government, yet the constitution stipulated that the largest party group in the lower house nominated the minister-president (prime minister), that each party group of at least 40 MPs was part of the government, and that parliament confirmed the government before it took office. The president had no right to veto legislation; however, he was allowed to voice concerns over the constitutionality of acts and ask the lower chamber’s constitutional commission to investigate these concerns. The president could also not dissolve parliament – the constitution only allowed for self-dissolution (or automatic dissolution in case parliament passed a vote of no-confidence in a new government). The fact that all acts of the president required the countersignature of the prime minister or the respective cabinet minister furthermore highlights the presidency’s subordinate position. Thus, when we apply Shugart and Carey’s (1992) scheme to measure presidential power, we only arrive at a score of just 1 (thanks to the stipulation on a constructive vote of no-confidence).

Package vetoPartial vetoDecreeExcl. intro. LegislationBudgetary powersReferendaTOTALCabinet formationCabinet dismissalCensureDissolutionTOTAL
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The legacy of historic presidencies

After the death of Paul von Hindenburg in 1934, Adolf Hitler as Reichskanzler became acting chancellor and merged the functions of chancellor and president – a move confirmed shortly after in an only moderately democratic referendum. The office was only revived for three weeks when Karl Dönitz took over the office after Hitler’s suicide until the German surrender and then ceased to exist. In the GDR, the office of president was similarly abolished with the death of its officeholder – after Wilhelm Pieck, who had held the position of president since 1949, died in 1960, the presidency was transformed into the ‘Staatsrat’ (State Council). The State Council still had a president who acted as de-facto head of state and head of the executive, but it was legally a collegiate organ. Although there were plans to revive the presidency of the GDR after the fall of the Berlin wall, this never happened due to Germany’s reunification in 1990.

The legacy of the Weimar presidency is much stronger, although it largely served as a negative example. During the West German constitutional convention, delegates quickly agreed that the strong and popularly elected presidency of the Weimar republic had been one of its greatest problems. Consequently, they created a weak, indirectly elected office, and placed responsibility for governance in the hands of the chancellor. Even today, calls for the introduction of popular presidential elections are regularly answered by referring to the Weimar experience and the dangers of populism (as such, arguments often resemble Juan Linz’ ‘Perils of presidentialism’). German presidents are now rarely called upon to provide political (rather than moral) leadership; yet, the Weimar experience and reflections at the constitutional convention continue to influence the way in which incumbents interpret and perform their role as head of state.

This post first appeared on presidential-power.com on 19 November 2018

Estonia – Will Kersti Kaljulaid become more political?

It has been a little more than two years since Kersti Kaljulaid was elected as Estonia’s fourth president since the end of the Soviet occupation. While her election was in many ways remarkable – both parliament and the electoral college failed on five occasions to elect a successor for Toomas Hendrik Ilves, triggering a minor constitutional crisis and a reform of the electoral system – she has been considerably less visible in day-to-day politics than her predecessors. As the next parliamentary elections draw closer, it is not clear whether she will choose to pursue a similar (or even more) apolitical stance or show at least some political preferences.

President Kersti Kaljulaid speaking at the opening of the Estonian parliament, 10 September 2018 / image via president.ee © Erik Peinar

During her first year in office, Kaljulaid remained largely passive – she refrained from playing an active part in the formation of the government shortly after her election and shied away from more controversial issues. The latter also applies to her second year: Kaljulaid (successfully) continued to play the role of global ambassador for “E-stonia” (Estonia as a world leader in digital services) and – together with her Baltic colleagues – repeatedly raised the issue of the region’s national security vis-a-vis Russian aggression with Western (NATO) partners. On the other hand, she failed to follow up on some more critical remarks from her first speech at the opening of parliament in September 2017 in actions or (further) words. For instance, she stressed that ethnic Russian residents of the country were just as Estonian as the ethnic Estonian population. However, the only notable initiative in addressing this issue seems to have been a one-month relocation of her office to Narva (a city dominated by the ethnic Russian population).

During the most controversial political discussion in Estonian politics during the last year, she remained remarkedly quiet. In May 2017 (apparently authorised by a resolution dating back to the year 2000), the government launched a consultation to find the most suitable location for a large pulp mill near Tartu (the country’s second largest city). However, the plans were opposed by a great number of environmental NGOs and local resident groups. Eventually, the government decided the shelve the plans in June this year. Thereby, Kaljulaid failed to comment on the debate apart from a few of vacuous remarks.

Kaljulaid once again used her speech at the opening of parliament in September this year to express concerns over some government reforms. In particular, this concerned a potential privatisation of health insurance provision and further reduction in the welfare state. However, given last year’s track record, it is unclear whether this will result in any attempts to influence policy or to actively avert a change in the status quo. It is likewise doubtful whether Kaljulaid’s comments can be interpreted as cues to political parties with regard to the upcoming parliamentary elections in March 2019. Over the last months, the Estonian Conservative People’s Party (EKRE) – a national-conservative party that entered parliament for the first time in 2015 – has gained strongly in opinion polls and may emerge as the second largest party.

The Estonian president has two attempts to nominate a candidate for prime minister after elections and can thus have a decisive influence on government formation – especially as electoral results do not always allow the largest party to form a coalition (in about a quarter of governments formed since 1992, the prime minister was not from the largest party). Therefore, we should closely monitor Kaljulaid’s behaviour and statements in the run-up to the parliamentary election. She is unlikely to be as outspoken about her coalition preferences or dislike of particular candidate as her predecessor was in 2010, yet it may still help us to understand how she will work with the next government and whether she will become more active in the future.

This post first appeared on presidential-power.com on 25 October 2018